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Iptables Tutorial 1.2.2
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Текст книги "Iptables Tutorial 1.2.2"


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Initialization and association

Each connection is initialized by creating an association between the two hosts that wants to talk to each other. This association is initialized when a user needs it. It is later used as needed.

The initialization is done through 4 packets. First an INIT chunk is sent, which is replied to with an INIT ACK containing a cookie, after this the connection can start sending data. However, two more packets are sent in the initialization. The cookie is replied to with a COOKIE ECHO chunk, which is finally replied to with a COOKIE ACK chunk.


Data sending and control session

SCTP can at this point send data. In SCTP there are control chunks and data chunks, as previously stated. Data chunks are sent using DATA chunks, and DATA chunks are acknowledged by sending a SACK chunk. This works practically the same as a TCP SACK. SACK chunks are control chunks.

On top of this, there are some other control chunks that can be seen. HEARTBEAT and HEARTBEAT ACK chunks for one, and ERROR chunks for another. HEARTBEATs are used to keep the connection alive, and ERROR is used to inform of different problems or errors in the connection, such as invalid stream id's or missing mandatory parameters et cetera.


Shutdown and abort

The SCTP connection is finally closed by either an ABORT chunk or by a graceful SHUTDOWN chunk. SCTP doesn't have a half-closed state as TCP, in other words one side can not continue sending data while the other end has closed its sending socket.

When the user/application wants to close the SCTP socket gracefully, it tells the protocol to SHUTDOWN. SCTP then sends all the data still in its buffers, and then sends a SHUTDOWN chunk. When the other end receives the SHUTDOWN, it will stop accepting data from the application and finish sending all the data. Once it has gotten all the SACK's for the data, it will send a SHUTDOWN ACK chunk and once the closing side has received this chunk, it will finally reply with a SHUTDOWN COMPLETE chunk. The whole session is now closed.

Another way of closing a session is to ABORT it. This is an ungraceful way of removing an SCTP association. When a connecting party wants to remove an SCTP association instantaneously, it sends an ABORT chunk with all the right values signed. All data in the buffers et cetera will be discarded and the association will then be removed. The receiving end will do the same after verifying the ABORT chunk.


SCTP Headers

This will be a very brief introduction to the SCTP headers. SCTP has a lot of different types of packets, and hence I will try to follow the RFC's as close as possible and how they depict the different headers, starting with a general overview of the headers applicable to all SCTP packets.


SCTP Generic header format

This is a generic overview of how a SCTP packet is laid out. Basically, you have a common header first with information describing the whole packet, and the source and destination ports etc. See more below for information on the common header.

After the common header a variable number of chunks are sent, up to the maximum possible in the MTU. All chunks can be bundled except for INIT, INIT ACK and SHUTDOWN COMPLETE, which must not be bundled. DATA chunks may be broken down to fit inside the MTU of the packets.


SCTP Common and generic headers

Every SCTP packet contains the Common header as seen above. The header contains four different fields and is set for every SCTP packet.

Source port – bit 0-15. This field gives the source port of the packet, which port it was sent from. The same as for TCP and UDP source port.

Destination port – bit 16-31. This is the destination port of the packet, ie., the port that the packet is going to. It is the same as for the TCP and UDP destination port.

Verification Tag – bit 32-63. The verification tag is used to verify that the packet comes from the correct sender. It is always set to the same value as the value received by the other peer in the Initiate Tag during the association initialization, with a few exceptions:

• An SCTP packet containing an INIT chunk must have the Verification tag set to 0.

• A SHUTDOWN COMPLETE chunk with the T-bit set must have the verification tag copied from the verification tag of the SHUTDOWN-ACK chunk.

• Packets containing ABORT chunk may have the verification tag set to the same verification tag as the packet causing the ABORT.

Checksum – bit 64-95. A checksum calculated for the whole SCTP packet based on the Adler-32 algorithm. Read RFC 2960 – Stream Control Transmission Protocol, appendix B for more information about this algorithm.

All SCTP chunks has a special layout that they all adhere to as can be seen above. This isn't an actual header, but rather a formalized way of how they do look.

Type – bit 0-7. This field specifies the chunk type of the packet, for example is it an INIT or SHUTDOWN chunk or what? Each chunk type has a specific number, and is specified in the image below. Here is a complete list of Chunk types:

Table 2-1. SCTP Types


Chunk Number Chunk Name
Payload Data (DATA)
1Initiation (INIT)
2Initiation Acknowledgement (INIT ACK)
3Selective Acknowledgement (SACK)
4Heartbeat Request (HEARTBEAT)
5Heartbeat Acknowledgement (HEARTBEAT ACK)
6Abort (ABORT)
7Shutdown (SHUTDOWN)
8Shutdown Acknowledgement (SHUTDOWN ACK)
9Operation Error (ERROR)
10State Cookie (COOKIE ECHO)
11Cookie Acknowledgement (COOKIE ACK)
12Reserved for Explicit Congestion Notification Echo (ECNE)
13Reserved for Congestion Window Reduced (CWR)
14Shutdown Complete (SHUTDOWN COMPLETE)
15-62Reserved for IETF
63IETF-defined chunk extensions
64-126reserved to IETF
127IETF-defined chunk extensions
128-190reserved to IETF
191IETF-defined chunk extensions
192-254reserved to IETF
255IETF-defined chunk extensions

Chunk Flags – bit 8-15. The chunk flags are generally not used but are set up for future usage if nothing else. They are chunk specific flags or bits of information that might be needed for the other peer. According to specifications, flags are only used in DATA, ABORT and SHUTDOWN COMPLETE packets at this moment. This may change however.

Important! A lot of times when you read an RFC, you might run into some old proven problems. The RFC 2960 – Stream Control Transmission Protocol document is one example of this, where they specifically specify that the Chunk flags should always be set to 0 and ignored unless used for something. This is written all over the place, and it begs for problems in the future. If you do firewalling or routing, watch out very carefully for this, since specifications for fields like this may change in the future and hence break at your firewall without any legit reason. This happened before with the implementation of ECN in the IP headers for example. See more in the IP headers section of this chapter.

Chunk Length – bit 16-31. This is the chunk length calculated in bytes. It includes all headers, including the chunk type, chunk flags, chunk length and chunk value. If there is no chunk value, the chunk length will be set to 4 (bytes).

Chunk Value – bit 32-n. This is specific to each chunk and may contain more flags and data pertaining to the chunk type. Sometimes it might be empty, in which case the chunk length will be set to 4.


SCTP ABORT chunk

The ABORT chunk is used to abort an association as previously described in the Shutdown and abort section of this chapter. ABORT is issued upon unrecoverable errors in the association such as bad headers or data.

Type – bit 0-7. Always set to 6 for this chunk type.

Reserved – bit 8-14. Reserved for future chunk flags but not used as of writing this. See the SCTP Common and generic headers for more information about the chunk flags field.

T-bit – bit 15. If this bit is set to 0, the sender had a TCB associated with this packet that it has destroyed. If the sender had no TCB the T-bit should be set to 1.

Length – bit 16-31. Sets the length of the chunk in bytes including error causes.


SCTP COOKIE ACK chunk

The COOKIE ACK chunk is used during the initialization of the connection and never anywhere else in the connection. It must precede all DATA and SACK chunks but may be sent in the same packet as the first of these packets.

Type – bit 0-7. Always set to 11 for this type.

Chunk flags – bit 8-15. Not used so far. Should always be set to 0 according to RFC 2960 – Stream Control Transmission Protocol. You should always watch out for this kind of specific behaviour stated by RFC's since it might change in the future, and hence break your firewalls etc. Just the same as happened with IP and ECN. See the SCTP Common and generic headers section for more information.

Length – bit 16-31. Should always be 4 (bytes) for this chunk.


SCTP COOKIE ECHO chunk

The COOKIE ECHO chunk is used during the initialization of the SCTP connection by the initiating party to reply to the cookie sent by the responding party in the State cookie field in the INIT ACK packet. It may be sent together with DATA chunks in the same packet, but must precede the DATA chunks in such case.

Type – bit 0-7. The chunk type is always set to 10 for this chunk.

Chunk flags – bit 8-15. This field is not used today. The RFC specifies that the flags should always be set to 0, but this might cause trouble as can be seen in the SCTP Common and generic headers section above, specifically the Chunk flags explanation.

Length – bit 16-31. Specifies the length of the chunk, including type, chunk flags, length and cookie fields in bytes.

Cookie – bit 32-n. This field contains the cookie as sent in the previous INIT ACK chunk. It must be the exact same as the cookie sent by the responding party for the other end to actually open the connection. The RFC 2960 – Stream Control Transmission Protocol specifies that the cookie should be as small as possible to insure interoperability, which is very vague and doesn't say much.


SCTP DATA chunk

DATA chunks are used to send actual data through the stream and have rather complex headers in some ways, but not really worse than TCP headers in general. Each DATA chunk may be part of a different stream, since each SCTP connection can handle several different streams.

Type – bit 0-7. The Type field should always be set to 0 for DATA chunks.

Reserved – bit 8-12. Not used today. Might be applicable for change. See SCTP Common and generic headers for more information.

U-bit – bit 13. The U-bit is used to indicate if this is an unordered DATA chunk. If it is, the Stream Sequence Number must be ignored by the receiving host and send it on to the upper layer without delay or tries to re-order the DATA chunks.

B-bit – bit 14. The B-bit is used to indicate the beginning of a fragmented DATA chunk. If this bit is set and the E (ending) bit is not set, it indicates that this is the first fragment of a chunk that has been fragmented into several DATA chunks.

E-bit – bit 15. The E-bit is used to indicate the ending of a fragmented DATA chunk. If this flag is set on a chunk, it signals to the SCTP receiver that it can start reassembling the fragments and pass them on to the upper layer. If a packet has both the BE-bits set to set to 0, it signals that the chunk is a middle part of a fragmented chunk. If both BE-bits are set to 1 it signals that the packet is unfragmented and requires no reassembly et cetera.

Length – bit 16-31. The length of the whole DATA chunk calculated in bytes,including the chunk type field and on until the end of the chunk.

TSN – bit 32-63. The Transmission Sequence Number (TSN) is sent in the DATA chunk, and the receiving host uses the TSN to acknowledge that the chunk got through properly by replying with a SACK chunk. This is an overall value for the whole SCTP association.

Stream Identifier – bit 64-79. The Stream Identifier is sent along with the DATA chunk to identify which stream the DATA chunk is associated with. This is used since SCTP can transport several streams within a single association.

Stream Sequence Number – bit 80-95. This is the sequence number of the chunk for the specific stream identified by the Stream Identifier. This sequence number is specific for each stream identifier. If a chunk has been fragmented, the Stream Sequence Number must be the same for all fragments of the original chunk.

Payload Protocol Identifier – bit 96-127. This value is filled in by the upper layers, or applications using the SCTP protocol as a way to identify to each other the content of the DATA chunk. The field must always be sent, including in fragments since routers and firewalls, et cetera, on the way might need the information. If the value was set to 0, the value was not set by the upper layers.

User data – bit 128-n. This is the actual data that the chunk is transporting. It can be of variable length, ending on an even octet. It is the data in the stream as specified by the stream sequence number n in the stream S.


SCTP ERROR chunk

The ERROR chunk is sent to inform the other peer of any problems within the current stream. Each ERROR chunk can contain one or more Error Causes, which are more specifically detailed in the RFC 2960 – Stream Control Transmission Protocol document. I will not go into further details here than the basic ERROR chunk, since it would be too much information. The ERROR chunk is not fatal in and of itself, but rather details an error that has happened. It may however be used together with an ABORT chunk to inform the peer of the error before killing the connection.

Type – bit 0-7. This value is always set to 9 for ERROR chunks.

Chunk flags – bit 8-15. Not used today. Might be applicable for change. See SCTP Common and generic headers for more information.

Length – bit 16-31. Specifies the length of the chunk in bytes, including all the Error Causes.

Error causes – bit 32-n. Each ERROR chunk may contain one or more Error Causes, which notifies the opposite peer of a problem with the connection. Each Error Cause follows a specific format, as described in the RFC 2960 – Stream Control Transmission Protocol document. We will not go into them here more than to say that they all contain an Cause Code, cause length and cause specific information field. The following Error Causes are possible:

Table 2-2. Error Causes


Cause Value Chunk Code
1Invalid Stream Identifier
2Missing Mandatory Parameter
3Stale Cookie Error
4Out of Resource
5Unresolvable Address
6Unrecognized Chunk Type
7Invalid Mandatory Parameter
8Unrecognized Parameters
9No User Data
10Cookie Received While Shutting Down


SCTP HEARTBEAT chunk

The HEARTBEAT chunk is sent by one of the peers to probe and find out if a specific SCTP endpoint address is up. This is sent to the different addresses that was negotiated during the initialization of the association to find out if they are all up.

Type – bit 0-7. The type is always set to 4 for HEARTBEAT chunks.

Chunk flags – bit 8-15. Not used today. Might be applicable for change. See SCTP Common and generic headers for more information.

Length – bit 16-31. The length of the whole chunk, including the Heartbeat Information TLV.

Heartbeat Information TLV – bit 32-n. This is a variable-length parameter as defined inside the RFC 2960 – Stream Control Transmission Protocol document. This is a mandatory parameter for the HEARTBEAT chunks that contains 3 fields, info type = 1, info length and a sender-specific Heartbeat Information parameter. The last field should be a sender-specific information field of some kind, for example a timestamp when the heartbeat was sent and a destination IP address. This is then returned in the HEARTBEAT ACK chunk.


SCTP HEARTBEAT ACK chunk

The HEARTBEAT ACK is used to acknowledge that a HEARTBEAT was received and that the connection is working properly. The chunk is always sent to the same IP address as the request was sent from.

Type – bit 0-7. Always set to 5 for HEARTBEAT ACK chunks.

Chunk flags – bit 8-15. Not used today. Might be applicable for change. See SCTP Common and generic headers for more information.

Chunk length – bit 16-31. The length of the HEARTBEAT ACK chunk including the Heartbeat Information TLV, calculated in bytes.

Heartbeat Information TLV – bit 32-n. This field must contain the Heartbeat Information parameter that was sent in the original HEARTBEAT chunk.


SCTP INIT chunk

The INIT chunk is used to initiate a new association with a destination host, and is the first chunk to be sent by the connecting host. The INIT chunk contains several mandatory fixed length parameters, and some optional variable length parameters. The fixed length mandatory parameters are already in the above headers, and are the Initiate Tag, Advertised Receiver Window Credit, Number of Outbound Streams, Number of Inbound Streams and the Initial TSN parameters. After this comes a couple of optional parameters, they will be listed with the optional parameters paragraph below.

Type – bit 0-7. The type field is always set to 1 for INIT chunks.

Chunk flags – bit 8-15. Not used today. Might be applicable for change. See SCTP Common and generic headers for more information.

Chunk Length – bit 16-31. The chunk length is the length of the whole packet, including everything in the headers, including the optional parameters.

Initiate Tag – bit 32-63. The Initiate Tag is set within the INIT chunk and must be used by the receiver to acknowledge all packets henceforth, within the Verification Tag of the established association. The Initiate Tag may take any value except 0. If the value is 0 anyways, the receiver must react with an ABORT.

Advertised Receiver Window Credit (a_rwnd)– bit 64-95. This is the minimum receiving buffer that the sender of the INIT chunk will allocate for this association, in bytes. This can then be used by the receiver of the a_rwnd, to know how much data it can send out without being SACK'ed. This window should not be lessened, but it might by sending the new a_rwnd in a SACK chunk.

Number of Outbound Streams – bit 96-111. This specifies the maximum number of outbound streams that the connecting host wishes to create to the receiving host. The value must not be 0, and if it is, the receiving host should ABORT the association immediately. There is no negotiation of the minimum number of outbound or inbound streams, it is simply set to the lowest that either host has set in the header.

Number of Inbound Streams – bit 112-127. Specifies the maximum number of inbound connections that the sending peer will allow the receiving host to create in this association. This must not be set to 0, or the receiving host should ABORT the connection. There is no negotiation of the minimum number of outbound or inbound streams, it is simply set to the lowest that either host has set in the header.

Initial TSN – bit 128-159. This value sets the initial Transmit Sequence Number (TSN) that the sender will use when sending data. The field may be set to the same value as the Initiate Tag.

On top of the above mandatory fixed length headers, there are also some optional variable length parameters that might be set, and at least one of the IPv4, IPv6 or Hostname parameters must be set. Only one Hostname may be set, and if a Hostname is set, no IPv4 or IPv6 parameters may be set. Multiple IPv4 and IPv6 parameters may also be set in the same INIT chunk. Also, none of these parameters needs to be set in case the sender only has one address that can be reached, which is where the chunk should be coming from. These parameters are used to set up which addresses may be used to connect to the other end of the association. This is a full list of all the parameters available in the INIT chunk:

Table 2-3. INIT Variable Parameters


Parameter Name Status Type Value
IPv4 AddressOptional5
IPv6 AddressOptional6
Cookie PreservativeOptional9
Host Name AddressOptional11
Supported Address TypesOptional12
Reserved for ECN CapableOptional32768

Below we describe the three most common Parameters used in the INIT chunk.


The IPv4 parameter is used to send an IPv4 address in the INIT chunk. The IPv4 address can be used to send data through the association. Multiple IPv4 and IPv6 addresses can be specified for a single SCTP association.

Parameter Type – bit 0-15. This is always set to 5 for IPv4 address parameters.

Length – bit 16-31. This is always set to 8 for IPv4 address parameters.

IPv4 Address – bit 32-63. This is an IPv4 address of the sending endpoint.

This parameter is used to send IPv6 addresses in the INIT chunk. This address can then be used to contact the sending endpoint with this association.

Type – bit 0-15. Always set to 6 for the IPv6 parameters.

Length bit 16-31. Always set to 20 for IPv6 parameters.

IPv6 address – bit 32-159. This is an IPv6 address of the sending endpoint that can be used to connect to by the receiving endpoint.

The Hostname parameter is used to send a single hostname as an address. Thea receiving host must then look up the hostname and use any and/or all of the addresses it receives from there. If a hostname parameter is sent, no other IPv4, IPv6 or Hostname parameters may be sent.

Type – bit 0-15. This is always set to 11 for Hostname Parameters.

Length – bit 16-31. The length of the whole parameter, including type, length and hostname field. The Hostname field is variable length. The length is counted in bytes.

Hostname – bit 32-n. A variable length parameter containing a hostname. The hostname is resolved by the receiving end to get the addresses that can be used to contact the sending endpoint.


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